Oct 21, 2021

In this CutterCast, we discuss what options are available to the compliance professional in dealing with false positives related to the following:

  • Investment guidelines compliance
  • Code of Ethics / Employee Personal Trading Compliance
  • Electronic communications surveillance

Unlock this Content and More

Join our research membership! Gain access to over 400 documents, expert insights, market trends, and much more.

Learn More
Oct 21 Thu · 2021 10:30am EDT
Event Title
Event Details

CutterCast: Get Rid of the Noise and Fine-Tune Your Compliance Program

View the Event