CutterCast: Automation in Compliance
Jun 24 Thu · 2021 10:30am - 11:30am EDT


Share This Event
This event has concluded
On This Page

Event Summary

On the face of it, automation in compliance may sound like an oxymoron. With the exception of investment compliance, where robust systems handle pre-trade and post-trade compliance, and personal trading, many other areas of compliance tend to have fragmented bespoke processes requiring significant manual intervention. In this CutterCast, we examine the degree of automation in different functions within compliance, including the management aspects. We’ll discuss the challenges that asset managers face and the solutions they employ.



Gina McCafferty

Principal – Head of Research

Shankar Subramanian

Consulting Principal – Public Funds and Compliance

Todd Spillane

Senior Director, Consulting

Kevin Ehrlich

Chief Compliance Officer and Manager of Regulatory Affairs, Western Asset Management Company

Ashley Morris Mendelsohn, IACCP®, CSCP®

Chief Compliance Officer, Vulcan Value Partners

Whether developing operational strategies that drive meaningful value, or evaluating, selecting, and implementing systems, Cutter is here to help.