Cutter Community Discussion - SEC Marketing Rule
Mar 30 Thu · 2023 4:00pm - 4:50pm EDT


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Event Summary

Many members are seeking to better frame their firm's adoption and compliance with the SEC's Marketing Rule. However, aspects of the rule have been left open to broad interpretation. In this discussion, we will continue our exploration of the SEC's response to a question on its FAQ page about the regulator's application of Extracted Performance -



Stacia Graham

Managing Director and Asset Management Lead

David Joyce

Director of Client Experience

Lisa Masten

Consulting Principal – Data and Analytics

Gina McCafferty

Principal – Head of Research

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