Oct 25, 2019

This report contains the results of Cutter Associates research on governance, risk, and compliance (GRC) for investment management. It includes information on industry issues and trends, challenges and best practices, and GRC systems.

The research focuses on how investment management firms are designing effective and efficient GRC approaches that align people, processes, and technology with a firm’s risk appetite, internal policies, and external regulations. It also explores the vendor landscape and provides an overview of some GRC vendors and their system capabilities.

We summarize the GRC capabilities of the following vendors and products: 360factors: Predict360, CAMMS Group: cammsrisk, CURA, Dell Technologies: RSA Archer GRC , Ethidex: Compliance Office, Galvanize: HighBond, IBM: OpenPages with Watson, LinkResQ Ltd: CalQRisk, LogicGate, LogicManager, MetricStream: M7, NAVEX: Lockpath Keylight, Onspring Technologies, ProcessUnity, Protecht Group: Protecht.ERM, Refinitiv: Risk Management, Resolver: ResolverCore, SAI Global, SAP: SAP GRC, Wolters Kluwer, and Xactium.

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