Stacia Graham
Head of Research
Stacia Graham brings more than 30 years of experience in investment management as Head of Research at Cutter Associates, where she leads a team of analysts that delivers insights and events to Cutter’s global members.
Stacia joined Cutter in 2018 and, as part of the research team, worked closely with members and vendors to author numerous reports and deliver insights at events on many topics, including client reporting, modern compliance in investment management, investment management platforms, portfolio analytics solutions, asset allocation and total portfolio approach, and research management systems. She brings a deep understanding of end-to-end asset management processes and project management, and has also served as a subject matter expert for targeted engagements in enterprise risk and compliance.
Prior to joining Cutter in 2018, Stacia held various senior roles at Wellington Management Company in compliance, investment administration, and operational risk, including leading the global Investment Guideline Compliance team for eight years.
She earned her bachelor of science in business administration from Bryant University and an MBA from Bentley University.
Compliance faces the critical task of surveilling electronic communications to monitor employees' business conduct and mitigate risks of non-compliant behaviors. With today's distributed/hybrid workforce, compliance requires the right tools – and AI and analytics can help.
Compliance faces the critical task of surveilling electronic communications (eComms) to monitor employees' business conduct and mitigate risks of non-compliant behaviors such as insider trading and market manipulation. With today's distributed/hybrid workforce, compliance requires the right tools – and AI-powered systems and analytics can help. This report provides insights on how surveillance is performed, the challenges, and a review of the vendor landscape, with product summaries of eComms surveillance system vendors such as ACA Group, Bloomberg, Global Relay, NICE Actimize, Relativity, Smarsh, and SteelEye.
As a Cutter member, the full report and related content are available to you.