Compliance faces the critical task of surveilling electronic communications to monitor employees' business conduct and mitigate risks of non-compliant behaviors. With today's distributed/hybrid workforce, compliance requires the right tools – and AI and analytics can help.
Membership is Required to Access This Insight
Full access to all insights and their associated resources is reserved for Cutter members, with partial access granted for select content.
Member Login
Log in for full access.
Don’t have a login and your firm is a Cutter Research member? Create an account for full access.
Not a member firm or unsure? Contact Us about a firmwide Cutter Research membership.
Additional insights on
Enterprise Risk & Compliance
Jun 19, 2025
AI Governance
Report
Investment management firms are looking to expand use of AI for the purposes of automation, optimization, and prediction across the enterprise. AI-related risks are unique, and firms face challenges in defining and adopting an AI governance model.
Feb 08, 2024
A Busy Year Ahead for Compliance: A Debrief from the CCO Roundtable
Article
In early January 2024, Cutter Research CCOs and senior compliance professionals met to share their priorities for the year and to dive deeper into regulatory change. In this brief article, we summarize the discussion, and we foresee another demanding year ahead for CCOs and their staff.
Log in to update your preferences and see more content like this.