CCO Roundtable
Jan 11 Thu · 2024 10:30am - 11:30am EST
Where:

Virtual

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Event Summary

Cutter Associates' CCO Roundtable, an exclusive members-only event, is designed specifically for CCOs at investment management firms. The Roundtable brings together senior compliance leaders from across the membership and connects them with like-minded peers to share insights and best practices regarding the unique challenges they face. Based on member feedback, topics for this Roundtable include, but are not limited to, the following:

  • Compliance Support for the Front Office (PMs and Trading focus)
  • Regulatory Reporting Needs and Challenges
  • 2024 Compliance Priorities
  • Other member-driven topics

Who Should Attend

CCOs/senior compliance professionals at investment management firms

Speakers

Cutter

Stacia Graham

Managing Director and Asset Management Lead

Gina McCafferty

Principal – Head of Research

Shankar Subramanian

Principal – Public Funds, Compliance and Risk Management

Whether developing operational strategies that drive meaningful value, or evaluating, selecting, and implementing systems, Cutter is here to help.