CCO Roundtable
Jun 7 Wed · 2023 10:30am - 11:30am EDT


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Event Summary

Cutter Associates' CCO Roundtable, an exclusive members-only event, is designed specifically for CCOs at investment management firms. The Roundtable brings together senior compliance leaders from across the membership and connects them with like-minded peers to share insights and best practices regarding the unique challenges they face. Based on member feedback, topics for this Roundtable include, but are not limited to, the following:

Technology-themed agenda:

  • Where are you spending your compliance IT budgets?
  • Ways that AI/machine learning can be used in compliance
  • ChatGPT risks

Any other member-driven topics?

Who Should Attend

CCOs/senior compliance professionals at investment management firms.



Stacia Graham

Managing Director and Asset Management Lead

David Joyce

Director of Client Experience

Gina McCafferty

Principal – Head of Research

Shankar Subramanian

Consulting Principal – Public Funds, Compliance and Risk Management

Whether developing operational strategies that drive meaningful value, or evaluating, selecting, and implementing systems, Cutter is here to help.